Kozlowski Linda F's Form 4 filing
Blue Apron Holdings, Inc. (APRN) · filed Nov 29, 2021
- Accession no.
- 0001104659-21-144484
- Filed
- Nov 29, 2021
- Trade date
- Nov 25-26, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 5 derivative transactions. Open-market sales total $68.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kozlowski Linda FCIK 0001675052 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 25, 2021 | Class A Common Stock | MOption exerciseAcquired | +12,099 | –F1 | – | 133,041 | Direct | |
| Nov 25, 2021 | Class A Common Stock | MOption exerciseAcquired | +997 | –F1 | – | 134,038 | Direct | |
| Nov 25, 2021 | Class A Common Stock | MOption exerciseAcquired | +998 | –F1 | – | 135,036 | Direct | |
| Nov 25, 2021 | Class A Common Stock | MOption exerciseAcquired | +998 | –F1 | – | 136,034 | Direct | |
| Nov 25, 2021 | Class A Common Stock | MOption exerciseAcquired | +997 | –F1 | – | 137,031 | Direct | |
| Nov 26, 2021 | Class A Common Stock | SSaleDisposed | −6,919 | $9.89 | −$68,428.91 | 130,112 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 25, 2021 | Class A Common Stock | MOption exerciseDisposed | −12,099 | $0.00 | $0 | 66,052 | Direct | |
| Nov 25, 2021 | Class A Common Stock | MOption exerciseDisposed | −997 | $0.00 | $0 | 8,977 | Direct | |
| Nov 25, 2021 | Class A Common Stock | MOption exerciseDisposed | −998 | $0.00 | $0 | 8,985 | Direct | |
| Nov 25, 2021 | Class A Common Stock | MOption exerciseDisposed | −998 | $0.00 | $0 | 8,977 | Direct | |
| Nov 25, 2021 | Class A Common Stock | MOption exerciseDisposed | −997 | $0.00 | $0 | 8,977 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis. This transaction represents the settlement of RSUs in shares of Class A Common Stock on their scheduled vesting date.
Referenced by the price of 5 transactions in Table I.