Puttagunta Chetan's Form 4 filing
Confluent, Inc. (CFLT) · filed Nov 26, 2021
- Accession no.
- 0001104659-21-143955
- Filed
- Nov 26, 2021
- Trade date
- Nov 23, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $2.40M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Puttagunta ChetanCIK 0001695859 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2021 | Class A Common Stock | SSaleDisposed | −31,826 | $75.08F1 | −$2,389,496.08 | 181,905 | Indirect | |
| Nov 23, 2021 | Class A Common Stock | SSaleDisposed | −100 | $75.64 | −$7,564 | 181,805 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 23, 2021. The actual sale prices ranged from a low of $74.61 to a high of $75.6, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Referenced by the price of 1 transaction in Table I.