Averick Robert M's Form 4 filing
Amtech Systems Inc (ASYS) · filed Nov 24, 2021
- Accession no.
- 0001104659-21-143575
- Filed
- Nov 24, 2021
- Trade date
- Nov 22-23, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $159.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Averick Robert MCIK 0001343599 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Common Stock | PPurchaseAcquired | +12,500 | $10.66F3 | +$133,250 | 272,500 | Direct | |
| Nov 23, 2021 | Common Stock | PPurchaseAcquired | +2,500 | $10.30 | +$25,750 | 275,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The reported price in Column 4 regarding the November 22, 2021 is a weighted average price rounded to the nearest hundredth. The shares were purchased in multiple transactions at prices ranging from $10.56 to $10.71 per share. Mr. Averick undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.