Raterman Thomas B.'s Form 4 filing
Runway Growth Finance Corp. (RWAY) · filed Nov 23, 2021
- Accession no.
- 0001104659-21-143056
- Filed
- Nov 23, 2021
- Trade date
- Nov 22, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $12.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Raterman Thomas B.CIK 0001664300 | Officer (CFO, Treasurer and Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +1,000 | $12.86F1 | +$12,860 | 8,977.19 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in two transactions at prices of $12.825 and $12.90 per share. The reporting person undertakes to provide Runway Growth Finance Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.