TRT Holdings Inc's Form 4 filing
Northern Oil & Gas, Inc. (NOG) · filed Nov 22, 2021
- Accession no.
- 0001104659-21-142353
- Filed
- Nov 22, 2021, 12:53 PM ET
- Trade date
- Nov 18, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $9.55M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| TRT Holdings IncCIK 0001376323 | 10% Owner |
| Rowling Robert B.CIK 0001436419 | 10% Owner |
| Cresta Investments, LLCCIK 0001660745 | 10% Owner |
| TRBRJR Investments LLCCIK 0001802054 | 10% Owner |
| TTBR Investments LLCCIK 0001802062 | 10% Owner |
| Rowling Family 2012 Long Term TrustCIK 0001876126 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2021 | Common Stock, $0.001 par value per share | SSaleDisposed | −365,578 | $19.10F1 | −$6,982,539.8 | 9,440,341 | Direct | |
| Nov 18, 2021 | Common Stock, $0.001 par value per share | SSaleDisposed | −134,422 | $19.10F2 | −$2,567,460.2 | 9,305,919 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Cresta Investments, LLC, as a selling security holder, sold the shares at this price to the underwriters in an underwritten public offering of Common Stock pursuant to a shelf registration statement on Form S-3 of the Issuer (Registration No. 333-225835) (the "Offering").
Referenced by the price of 1 transaction in Table I.
- F2
Cresta Greenwood, LLC, as a selling security holder, sold the shares at this price to the underwriters in the Offering.
Referenced by the price of 1 transaction in Table I.