Alphabet Inc.'s Form 4 filing
Freshworks Inc. (FRSH) · filed Nov 18, 2021
- Accession no.
- 0001104659-21-141456
- Filed
- Nov 18, 2021, 8:24 PM ET
- Trade date
- Nov 16-18, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 6 derivative transactions. Open-market sales total $3.83M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Alphabet Inc.CIK 0001652044 | Director |
| CapitalG LPCIK 0001678225 | 10% Owner |
| CapitalG GP LLCCIK 0001678226 | 10% Owner |
| CapitalG II LPCIK 0001779076 | 10% Owner |
| CapitalG II GP LLCCIK 0001779462 | 10% Owner |
| CapitalG 2013 GP LLCCIK 0001829121 | 10% Owner |
| CapitalG 2013 LPCIK 0001829122 | 10% Owner |
| CapitalG 2014 GP LLCCIK 0001829123 | 10% Owner |
| CapitalG 2014 LPCIK 0001829124 | 10% Owner |
| Alphabet Holdings LLCCIK 0001847337 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Class A Common Stock | CConversionAcquired | +21,215 | –F1 | – | 21,215 | Indirect | |
| Nov 16, 2021 | Class A Common Stock | CConversionAcquired | +22,885 | –F1 | – | 22,885 | Indirect | |
| Nov 16, 2021 | Class A Common Stock | SSaleDisposed | −21,215 | $39.14F5 | −$830,355.1 | 0 | Indirect | |
| Nov 16, 2021 | Class A Common Stock | SSaleDisposed | −22,885 | $39.14F6 | −$895,718.9 | 0 | Indirect | |
| Nov 17, 2021 | Class A Common Stock | CConversionAcquired | +24,786 | –F1 | – | 24,786 | Indirect | |
| Nov 17, 2021 | Class A Common Stock | CConversionAcquired | +26,736 | –F1 | – | 26,736 | Indirect | |
| Nov 17, 2021 | Class A Common Stock | SSaleDisposed | −24,786 | $39.08F7 | −$968,636.88 | 0 | Indirect | |
| Nov 17, 2021 | Class A Common Stock | SSaleDisposed | −26,736 | $39.08F8 | −$1,044,842.88 | 0 | Indirect | |
| Nov 18, 2021 | Class A Common Stock | CConversionAcquired | +1,080 | –F1 | – | 1,080 | Indirect | |
| Nov 18, 2021 | Class A Common Stock | CConversionAcquired | +1,165 | –F1 | – | 1,165 | Indirect | |
| Nov 18, 2021 | Class A Common Stock | SSaleDisposed | −1,080 | $39.02F9 | −$42,141.6 | 0 | Indirect | |
| Nov 18, 2021 | Class A Common Stock | SSaleDisposed | −1,165 | $39.02F10 | −$45,458.3 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Class A Common Stock | CConversionDisposed | −21,215 | $0.00 | $0 | 1,973,820 | Indirect | |
| Nov 16, 2021 | Class A Common Stock | CConversionDisposed | −22,885 | $0.00 | $0 | 7,393,270 | Indirect | |
| Nov 17, 2021 | Class A Common Stock | CConversionDisposed | −24,786 | $0.00 | $0 | 1,949,034 | Indirect | |
| Nov 17, 2021 | Class A Common Stock | CConversionDisposed | −26,736 | $0.00 | $0 | 7,366,534 | Indirect | |
| Nov 18, 2021 | Class A Common Stock | CConversionDisposed | −1,080 | $0.00 | $0 | 1,947,954 | Indirect | |
| Nov 18, 2021 | Class A Common Stock | CConversionDisposed | −1,165 | $0.00 | $0 | 7,365,369 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Pursuant to the Issuer's amended and restated certificate of incorporation, shares of Class B Common Stock automatically converted into an equal number of shares of Class A Common Stock upon the transfer of such shares.
Referenced by the price of 6 transactions in Table I.
- F5
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.36 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.36 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.50 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.50 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.12 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.12 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.