Stonestreet Dana L.'s Form 4 filing
HomeTrust Bancshares, Inc. (HTB) · filed Nov 18, 2021
- Accession no.
- 0001104659-21-141110
- Filed
- Nov 18, 2021
- Trade date
- Nov 16-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $181.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stonestreet Dana L.CIK 0001550617 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Common Stock | MOption exerciseAcquired | +600 | $14.37 | +$8,622 | 201,064 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −600 | $31.50 | −$18,900 | 200,464 | Direct | |
| Nov 17, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $14.37 | +$71,850 | 205,464 | Direct | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −5,000 | $31.16 | −$155,800 | 200,464 | Direct | |
| Nov 17, 2021 | Common Stock | MOption exerciseAcquired | +200 | $14.37 | +$2,874 | 200,664 | Direct | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −200 | $31.50 | −$6,300 | 200,464 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Common Stock | MOption exerciseDisposed | −600 | $0.00 | $0 | 59,310 | Direct | |
| Nov 17, 2021 | Common Stock | MOption exerciseDisposed | −5,200 | $0.00 | $0 | 54,110 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.