Chadha Par's Form 4 filing
Exela Technologies, Inc. (XELA) · filed Nov 17, 2021
- Accession no.
- 0001104659-21-140544
- Filed
- Nov 17, 2021, 4:01 PM ET
- Trade date
- Nov 15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $166.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chadha ParCIK 0000938202 | Director, Officer (Chairman), 10% Owner |
| Adesi 234 LLCCIK 0001712365 | Director, 10% Owner |
| HandsOn Fund 4 I, LLCCIK 0001712411 | Director, 10% Owner |
| HandsOn Global Management, LLCCIK 0001712472 | Director, 10% Owner |
| hof 2 llcCIK 0001712473 | Director, 10% Owner |
| HOV Capital III LLCCIK 0001712480 | Director, 10% Owner |
| HOV Services LtdCIK 0001712482 | Director, 10% Owner |
| Hovs LLCCIK 0001712484 | Director, 10% Owner |
| HandsOn 3, LLCCIK 0001741367 | Director, 10% Owner |
| Chadha SharonCIK 0001885887 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock, par value $0.0001 per share (''Common Stock'') | SSaleDisposed | −100,000 | $1.66F3 | −$166,000 | 3,975,439 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
On November 15, 2021, pursuant to a plan of disposition adopted by HOF 2 on March 26, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), HOF 2 sold 100,000 shares. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
Referenced by the price of 1 transaction in Table I.