Hong Chun K's Form 4 filing
Netlist Inc (NLST) · filed Nov 12, 2021
- Accession no.
- 0001104659-21-138294
- Filed
- Nov 12, 2021
- Trade date
- Nov 9-12, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $1.01M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hong Chun KCIK 0001381057 | Director, Officer (President, CEO and Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | SSaleDisposed | −70,614 | $7.83 | −$552,907.62 | 4,740,563 | Indirect | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −1,100 | $7.02 | −$7,722 | 4,739,463 | Indirect | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −53,086 | $7.00 | −$371,602 | 4,686,377 | Indirect | |
| Nov 12, 2021 | Common Stock | SSaleDisposed | −11,550 | $7.00 | −$80,850 | 4,674,827 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.