Stonestreet Dana L.'s Form 4 filing
HomeTrust Bancshares, Inc. (HTB) · filed Nov 12, 2021
- Accession no.
- 0001104659-21-137938
- Filed
- Nov 12, 2021
- Trade date
- Nov 10-11, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 2 derivative transactions. Open-market sales total $370.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stonestreet Dana L.CIK 0001550617 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Common Stock | MOption exerciseAcquired | +1,580 | $14.37 | +$22,704.6 | 202,044 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −1,580 | $31.01 | −$48,995.8 | 200,464 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseAcquired | +1,362 | $14.37 | +$19,571.94 | 201,826 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −1,362 | $31.02 | −$42,249.24 | 200,464 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseAcquired | +2,297 | $14.37 | +$33,007.89 | 202,761 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −2,297 | $31.02 | −$71,252.94 | 200,464 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseAcquired | +800 | $14.37 | +$11,496 | 201,264 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −800 | $31.02 | −$24,816 | 200,464 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseAcquired | +2,703 | $14.37 | +$38,842.11 | 203,167 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −2,703 | $31.02 | −$83,847.06 | 200,464 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseAcquired | +3,193 | $14.37 | +$45,883.41 | 203,657 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −3,193 | $31.04 | −$99,110.72 | 200,464 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Common Stock | MOption exerciseDisposed | −5,239 | $0.00 | $0 | 68,413 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseDisposed | −6,696 | $0.00 | $0 | 61,717 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.