Condon James Valentine's Form 4 filing
Pegasus Digital Mobility Acquisition Corp. (PGSS) · filed Nov 8, 2021
- Accession no.
- 0001104659-21-135699
- Filed
- Nov 8, 2021, 4:31 PM ET
- Trade date
- Nov 4-8, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Condon James ValentineCIK 0001881881 | Director |
| Pegasus Digital Mobility Sponsor LLCCIK 0001881990 | Director, 10% Owner |
| Miller Patrick J.CIK 0001881995 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Class A Ordinary Shares, par value 0.0001 per share | JOtherDisposed | −843,750 | $0.004F2 | −$3,375 | 3,531,250 | Direct | |
| Nov 4, 2021 | Class A Ordinary Shares, par value 0.0001 per share | JOtherDisposed | −975,000 | –F5 | – | 8,025,000 | Direct | |
| Nov 8, 2021 | Class A Ordinary Shares, par value 0.0001 per share | PPurchaseAcquired | +750,000 | $1.00 | +$750,000 | 8,775,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Reflects the transfer of 843,750 Class B Shares from Pegasus Digital Mobility Sponsor LLC (the "Sponsor") for $0.004 per Class B Share to directors and officers of the Issuer in respect of their service to the Issuer.
Referenced by the price of 1 transaction in Table II.
- F5
Reflects the transfer of 975,000 warrants of the Issuer purchased by the Sponsor from the Issuer in a private placement that closed concurrently with the closing of the Issuer's initial public offering (the "Initial Private Placement Warrants") from the Sponsor for no consideration ($0) to officers of the Issuer in respect of their service to the Issuer.
Referenced by the price of 1 transaction in Table II.