Zambetti Kirk A's Form 4 filing
YETI Holdings, Inc. (YETI) · filed Nov 2, 2021
- Accession no.
- 0001104659-21-133021
- Filed
- Nov 2, 2021
- Trade date
- Oct 29-Nov 1, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $839.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zambetti Kirk ACIK 0001755472 | Officer (SVP of Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 29, 2021 | Common Stock | MOption exerciseAcquired | +5,500 | $22.84 | +$125,620 | 28,870 | Direct | |
| Oct 29, 2021 | Common Stock | SSaleDisposed | −5,500 | $98.00 | −$539,000 | 23,370 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +3,000 | $18.00 | +$54,000 | 26,370 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −3,000 | $100.00 | −$300,000 | 23,370 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 29, 2021 | Common Stock | MOption exerciseDisposed | −5,500 | $0.00 | $0 | 20,870 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 24,573 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.