Rock Springs Capital Management LP's Form 4 filing
Xilio Therapeutics, Inc. (XLO) · filed Oct 26, 2021
- Accession no.
- 0001104659-21-130031
- Filed
- Oct 26, 2021, 5:04 PM ET
- Trade date
- Oct 26, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market purchases total $8.00M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rock Springs Capital Management LPCIK 0001595725 | 10% Owner |
| Rock Springs Capital Master Fund LPCIK 0001735393 | 10% Owner |
| Rock Springs Capital LLCCIK 0001735397 | 10% Owner |
| Four Pines Master Fund LPCIK 0001888685 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 26, 2021 | Common Stock | CConversionAcquired | +756,472 | –F1 | – | 756,472 | Indirect | |
| Oct 26, 2021 | Common Stock | CConversionAcquired | +151,294 | –F1 | – | 151,294 | Indirect | |
| Oct 26, 2021 | Common Stock | PPurchaseAcquired | +500,000 | $16.00 | +$8,000,000 | 1,256,472 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Series C Preferred Stock converted into shares of the Issuer's common stock, $0.001 par value, on a 9.5:1 basis automatically immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock had no expiration date.
Referenced by the price of 2 transactions in Table I and 2 transactions in Table II.