Gow David's Form 4 filing
MultiSensor AI Holdings, Inc. (MSAI) · filed Oct 25, 2021
- Accession no.
- 0001104659-21-129600
- Filed
- Oct 25, 2021, 5:47 PM ET
- Trade date
- Oct 21, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 1 derivative transaction. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gow DavidCIK 0001880850 | Director, Officer (Chief Executive Officer) |
| SportsMap, LLCCIK 0001867616 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 21, 2021 | Common Stock | PPurchaseAcquired | +540,000 | –F1 | – | 2,840,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 21, 2021 | Common stock | PPurchaseAcquired | +405,000 | –F1 | – | 405,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These securities are included within the 540,000 units of the issuer held by SportsMap, LLC ("Sponsor") and purchased for $10.00 per unit. Each unit consists of one share of common stock and three-quarters of one warrant.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.