Gates William H III's Form 4 filing
Autonation, Inc. (AN) · filed Oct 25, 2021
- Accession no.
- 0001104659-21-129564
- Filed
- Oct 25, 2021, 5:16 PM ET
- Trade date
- Oct 21-22, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 16 non-derivative transactions. Open-market sales total $102.1M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gates William H IIICIK 0000902012 | 10% Owner |
| Cascade Investment, L.L.C.CIK 0001052192 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 21, 2021 | Common stock | SSaleDisposed | −3,919 | $123.02F1 | −$482,108.33 | 10,757,721 | Direct | |
| Oct 21, 2021 | Common stock | SSaleDisposed | −14,239 | $124.06F2 | −$1,766,471.83 | 10,743,482 | Direct | |
| Oct 21, 2021 | Common stock | SSaleDisposed | −100,392 | $125.02F3 | −$12,550,606.27 | 10,643,090 | Direct | |
| Oct 21, 2021 | Common stock | SSaleDisposed | −95,509 | $125.98F4 | −$12,032,080.56 | 10,547,581 | Direct | |
| Oct 21, 2021 | Common stock | SSaleDisposed | −29,766 | $127.01F5 | −$3,780,555.85 | 10,517,815 | Direct | |
| Oct 21, 2021 | Common stock | SSaleDisposed | −42,531 | $127.66F6 | −$5,429,345.84 | 10,475,284 | Direct | |
| Oct 21, 2021 | Common stock | SSaleDisposed | −57,477 | $128.52F7 | −$7,386,817.59 | 10,417,807 | Direct | |
| Oct 21, 2021 | Common stock | SSaleDisposed | −171,158 | $130.02F8 | −$22,253,603.73 | 10,246,649 | Direct | |
| Oct 21, 2021 | Common stock | SSaleDisposed | −125,310 | $130.90F9 | −$16,402,715.6 | 10,121,339 | Direct | |
| Oct 22, 2021 | Common stock | SSaleDisposed | −1,928 | $127.03F10 | −$244,905.36 | 10,119,411 | Direct | |
| Oct 22, 2021 | Common stock | SSaleDisposed | −6,616 | $127.80F11 | −$845,491.72 | 10,112,795 | Direct | |
| Oct 22, 2021 | Common stock | SSaleDisposed | −19,470 | $129.00F12 | −$2,511,711.77 | 10,093,325 | Direct | |
| Oct 22, 2021 | Common stock | SSaleDisposed | −15,408 | $129.85F13 | −$2,000,662.55 | 10,077,917 | Direct | |
| Oct 22, 2021 | Common stock | SSaleDisposed | −82,941 | $130.95F14 | −$10,861,206.89 | 9,994,976 | Direct | |
| Oct 22, 2021 | Common stock | SSaleDisposed | −20,401 | $131.66F15 | −$2,686,038.5 | 9,974,575 | Direct | |
| Oct 22, 2021 | Common stock | SSaleDisposed | −6,903 | $132.54F16 | −$914,909.81 | 9,967,672 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $122.50 to 123.49. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $123.53 to 124.485. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $124.50 to 125.49. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $125.50 to 126.49. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $126.50 to 127.47. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $127.51 to 128.48. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $128.50 to 129.44. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $129.57 to 130.49. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $130.60 to 131.12. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $126.30 to 127.28. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $127.38 to 128.20. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $128.37 to 129.29. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $129.375 to 130.29. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $130.30 to 131.28. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades at prices ranging from $131.30 to 132.28. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F16
This transaction was executed in multiple trades at prices ranging from $132.30 to 132.87. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.