Gates William H III's Form 4 filing
Autonation, Inc. (AN) · filed Oct 13, 2021
- Accession no.
- 0001104659-21-125801
- Filed
- Oct 13, 2021, 4:16 PM ET
- Trade date
- Oct 11-12, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $8.80M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gates William H IIICIK 0000902012 | 10% Owner |
| Cascade Investment, L.L.C.CIK 0001052192 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 11, 2021 | Common stock | SSaleDisposed | −20,632 | $117.60F1 | −$2,426,284 | 11,255,837 | Direct | |
| Oct 11, 2021 | Common stock | SSaleDisposed | −13,717 | $118.32F2 | −$1,622,985.84 | 11,242,120 | Direct | |
| Oct 11, 2021 | Common stock | SSaleDisposed | −2,337 | $119.26F3 | −$278,702.44 | 11,239,783 | Direct | |
| Oct 12, 2021 | Common stock | SSaleDisposed | −23,514 | $117.53F4 | −$2,763,529.88 | 11,216,269 | Direct | |
| Oct 12, 2021 | Common stock | SSaleDisposed | −11,566 | $118.33F5 | −$1,368,633.7 | 11,204,703 | Direct | |
| Oct 12, 2021 | Common stock | SSaleDisposed | −2,845 | $119.00 | −$338,555 | 11,201,858 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $117.02 to $118.01. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $118.03 to $118.97. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $119.08 to $119.57. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $116.91 to $117.89. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $117.91 to $118.90. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.