Benchmark Capital Management Co. VIII, L.L.C.'s Form 4 filing
Amplitude, Inc. (AMPL) · filed Sep 30, 2021
- Accession no.
- 0001104659-21-121453
- Filed
- Sep 30, 2021, 8:27 PM ET
- Trade date
- Sep 28, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $51.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Benchmark Capital Management Co. VIII, L.L.C.CIK 0001593049 | 10% Owner |
| Benchmark Capital Partners VIII, L.P.CIK 0001593052 | 10% Owner |
| Benchmark Founders' Fund VIII-B, L.P.CIK 0001597399 | 10% Owner |
| Benchmark Founders' Fund VIII, L.P.CIK 0001597415 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2021 | Class A Common Stock | SSaleDisposed | −600,000 | $50.00 | −$30,000,000 | 926,430 | Indirect | |
| Sep 28, 2021 | Class A Common Stock | SSaleDisposed | −200,000 | $53.28F2 | −$10,655,260 | 726,430 | Indirect | |
| Sep 28, 2021 | Class A Common Stock | SSaleDisposed | −200,000 | $54.20F3 | −$10,840,520 | 526,430 | Indirect | |
| Sep 28, 2021 | Class A Common Stock | CConversionAcquired | +1,473,570 | $0.00 | $0 | 2,000,000 | Indirect | Duplicate filing |
| Sep 28, 2021 | Class A Common Stock | JOtherDisposed | −2,000,000 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2021 | Class A Common Stock | CConversionDisposed | −1,473,570 | $0.00 | $0 | 12,264,298 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 28, 2021. The actual sale prices ranged from a low of $53 to a high of $53.85, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 28, 2021. The actual sale prices ranged from a low of $54.01 to a high of $54.68, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Referenced by the price of 1 transaction in Table I.
Remarks
This report is one of three reports, each on a separate Form 4, but relating to the same holdings being filed by entities affiliated with Benchmark and their applicable members.