Soucy Arthur L's Form 4/A amendment
AmendedHayward Holdings, Inc. (HAYW) · filed Sep 30, 2021
- Accession no.
- 0001104659-21-121287
- Filed
- Sep 30, 2021
- Trade date
- Sep 23, 2021
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 30, 2021
This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $126.9K. It was filed 7 days after the trade.
This amendment restates part of 0001104659-21-119890 (filed Sep 27, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Soucy Arthur LCIK 0001461045 | Director, Officer (President North America) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2021 | Common Stock | SSaleDisposed | −5,514 | $23.02F3 | −$126,932.28 | 66,779 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001104659-21-119890 (filed Sep 27, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2021 | Common Stock | MOption exerciseAcquired | +5,514 | $0.50 | +$2,757 | 77,807 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2021 | Common Stock | MOption exerciseDisposed | −5,514 | $0.00 | $0 | 121,236 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On September 27, 2021, the reporting person filed a Form 4 that incorrectly disclosed the exercise of an option and subsequent sale of the shares received upon exercise. No option was actually exercised and the reporting person sold shares of common stock he owned directly as reported in this amendment.
- F2
The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.
- F3
The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $23.00 to $23.14, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.