Lucente Frank S's Form 4 filing
Energy Services of America CORP (ESOA) · filed Sep 27, 2021
- Accession no.
- 0001104659-21-119731
- Filed
- Sep 27, 2021
- Trade date
- Sep 3, 2021
- Filing delay
- 24 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $7.71K. It was filed 24 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lucente Frank SCIK 0001780236 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2021 | Common Stock | PPurchaseAcquired | +1,400 | $1.85 | +$2,590 | 351,749 | Direct | |
| Sep 3, 2021 | Common Stock | PPurchaseAcquired | +1,750 | $1.86 | +$3,255 | 353,499 | Direct | |
| Sep 3, 2021 | Common Stock | PPurchaseAcquired | +1,000 | $1.87 | +$1,870 | 354,499 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.