Christine Russell's Form 4 filing
EGAIN Corp (EGAN) · filed Sep 10, 2021
- Accession no.
- 0001104659-21-114648
- Filed
- Sep 10, 2021
- Trade date
- Sep 8, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $230.8K. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001104659-22-113565 (Nov 1, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Christine RussellCIK 0001226107 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2021 | Common Stock | MOption exerciseAcquired | +20,000 | $1.80 | +$36,000 | 76,250 | Direct | |
| Sep 8, 2021 | Common Stock | SSaleDisposed | −20,000 | $11.54F1 | −$230,800 | 56,250 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2021 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 30,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.51 to $11.63. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.