Mishra Ashok's Form 4 filing
Innodata Inc (INOD) · filed Aug 30, 2021
- Accession no.
- 0001104659-21-111094
- Filed
- Aug 30, 2021
- Trade date
- Aug 26-30, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $93.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mishra AshokCIK 0001161075 | Officer (EVP and COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 26, 2021 | Common Stock | MOption exerciseAcquired | +1,300 | $2.45 | +$3,185 | 1,300 | Direct | |
| Aug 26, 2021 | Common Stock | SSaleDisposed | −1,300 | $8.00F1 | −$10,400 | 0 | Direct | |
| Aug 27, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $2.45 | +$12,250 | 5,000 | Direct | |
| Aug 27, 2021 | Common Stock | SSaleDisposed | −5,000 | $8.13F2 | −$40,650 | 0 | Direct | |
| Aug 30, 2021 | Common Stock | MOption exerciseAcquired | +5,168 | $2.45 | +$12,661.6 | 5,168 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −5,168 | $8.28F3 | −$42,791.04 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 26, 2021 | Common Stock | MOption exerciseDisposed | −1,300 | $0.00 | $0 | 148,700 | Direct | |
| Aug 27, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 143,700 | Direct | |
| Aug 30, 2021 | Common Stock | MOption exerciseDisposed | −5,168 | $0.00 | $0 | 138,532 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $8.00 to $8.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $8.00 to $8.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $8.25 to $8.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.