Heavener Micah's Form 4 filing
SoFi Technologies, Inc. (SOFI) · filed Aug 26, 2021
- Accession no.
- 0001104659-21-109952
- Filed
- Aug 26, 2021
- Trade date
- Aug 24-25, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $371.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heavener MicahCIK 0001863183 | Officer (Head of Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2021 | Common Stock | SSaleDisposed | −20,000 | $14.83F1 | −$296,600 | 101,412 | Direct | |
| Aug 25, 2021 | Common Stock | SSaleDisposed | −5,000 | $14.97 | −$74,850 | 96,412 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported transactions were executed in multiple trades. The sale price of $14.83 reported in Column 4 is the weighted average purchase price for the 20,000 shares disposed of by the Reporting Person within a range of $14.790 to $14.850 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above.
Referenced by the price of 1 transaction in Table I.