Friedman Martin S.'s Form 4 filing
Hagerty, Inc. (HGTY) · filed Aug 25, 2021
- Accession no.
- 0001104659-21-109269
- Filed
- Aug 25, 2021
- Trade date
- Apr 9, 2021
- Filing delay
- 138 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 1 derivative transaction. It was filed 138 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Friedman Martin S.CIK 0001449556 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 9, 2021 | Class A Common stock, par value $0.0001 | PPurchaseAcquired | +25,000 | –F2 | – | 25,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 9, 2021 | Class A Common stock, par value $0.0001 | PPurchaseAcquired | +12,500 | –F2 | – | 12,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The Public Units were purchased for $10.00 per unit.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.