Smit Eric's Form 4 filing
EGAIN Corp (EGAN) · filed Aug 18, 2021
- Accession no.
- 0001104659-21-107319
- Filed
- Aug 18, 2021
- Trade date
- Aug 16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $55.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smit EricCIK 0001259393 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +3,000 | $6.29 | +$18,870 | 132,187 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +2,000 | $2.50 | +$5,000 | 134,187 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −3,000 | $10.99F2 | −$32,970 | 131,187 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −2,000 | $10.99F3 | −$21,980 | 129,187 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 60,000 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 25,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents actual price. These shares were sold in multiple transactions ranging in price from $10.87 to $11.13. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F3
Represents average price. These shares were sold in multiple transactions ranging in price from $10.88 to $11.13. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.