Engel Donald's Form 4/A amendment
AmendedBlink Charging Co. (BLNK) · filed Aug 13, 2021
- Accession no.
- 0001104659-21-104748
- Filed
- Aug 13, 2021
- Trade date
- Aug 10, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 12, 2021
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $185.0K. It was filed 3 days after the trade.
This amendment replaces 0001104659-21-104351 (filed Aug 12, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Engel DonaldCIK 0001731780 | Director, Officer (Business Development Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +5,000 | $2.05 | +$10,250 | 5,000 | Direct | |
| Aug 10, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −5,000 | $37.00 | −$185,000 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common stock, par value $0.001 | MOption exerciseDisposed | −5,000 | $2.05 | −$10,250 | 135,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This number reflects the disposal of 43,000 shares of common stock for $0.00 on December 14, 2020, which erroneously was not reported on the previous Form 4 filed on February 1, 2021.
- F2
The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 Plan. The Reporting Person, age 89, adopted the Plan in the second quarter of 2021 in connection with his estate and tax planning.
- F3
The exercise of the derivative securities reported in this Form 4 was made pursuant to a Rule 10b5-1 Plan. The Reporting Person, age 89, adopted the Plan in the second quarter of 2021 in connection with his estate and tax planning.