Roth Gordon J's Form 4 filing
Tigo Energy, Inc. (TYGO) · filed Aug 11, 2021
- Accession no.
- 0001104659-21-103548
- Filed
- Aug 11, 2021
- Trade date
- Aug 10, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $1.19M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roth Gordon JCIK 0001160634 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Stock | PPurchaseAcquired | +13,667 | $10.00 | +$136,670 | 98,810 | Direct | |
| Aug 10, 2021 | Common Stock | PPurchaseAcquired | +105,472 | $10.00 | +$1,054,720 | 762,528 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
Referenced by the price of 2 transactions in Table II.