Roth Byron's Form 4 filing
Tigo Energy, Inc. (TYGO) · filed Aug 11, 2021
- Accession no.
- 0001104659-21-103545
- Filed
- Aug 11, 2021
- Trade date
- Aug 10, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market purchases total $1.72M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roth ByronCIK 0001810078 | Director, Officer (Co-CEO & Chairman of the Board) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Stock | PPurchaseAcquired | +33,239 | $10.00 | +$332,390 | 447,371 | Direct | |
| Aug 10, 2021 | Common Stock | PPurchaseAcquired | +33,238 | $10.00 | +$332,380 | 33,238 | Indirect | |
| Aug 10, 2021 | Common Stock | PPurchaseAcquired | +105,472 | $10.00 | +$1,054,720 | 762,528 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Stock | PPurchaseAcquired | +16,619 | –F1 | – | 16,619 | Direct | |
| Aug 10, 2021 | Common Stock | PPurchaseAcquired | +16,619 | –F1 | – | 16,619 | Indirect | |
| Aug 10, 2021 | Common Stock | PPurchaseAcquired | +52,736 | –F1 | – | 52,736 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
Referenced by the price of 3 transactions in Table II.