Shunk Laura F's Form 4/A amendment
AmendedSCI Engineered Materials, Inc. (SCIA) · filed Aug 11, 2021
- Accession no.
- 0001104659-21-103209
- Filed
- Aug 11, 2021
- Trade date
- May 8, 2018-Aug 9, 2021
- Filing delay
- 1,191 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- May 8, 2018
This filing lists 18 non-derivative transactions. Open-market purchases total $5.10K. Open-market sales total $21.4K. It was filed 1,191 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shunk Laura FCIK 0001305554 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 8, 2018 | Common stock, without par value | AGrant or awardAcquired | +3,000 | $1.05 | +$3,150 | 496,837 | Direct | |
| Aug 7, 2018 | Common stock, without par value | AGrant or awardAcquired | +3,000 | $2.25 | +$6,750 | 499,837 | Direct | |
| Sep 14, 2018 | Common stock, without par value | SSaleDisposed | −7,138 | $3.00 | −$21,414 | 492,699 | Direct | |
| Nov 7, 2018 | Common stock, without par value | AGrant or awardAcquired | +3,000 | $3.20 | +$9,600 | 495,699 | Direct | |
| Feb 7, 2019 | Common stock, without par value | AGrant or awardAcquired | +1,770 | $3.39 | +$6,000.3 | 497,469 | Direct | |
| Feb 11, 2019 | Common stock, without par value | PPurchaseAcquired | +1,350 | $3.78 | +$5,103 | 498,819 | Direct | |
| Mar 20, 2019 | Common stock, without par value | PPurchaseAcquired | 0 | $0.00 | $0 | 498,819 | Direct | |
| May 7, 2019 | Common stock, without par value | AGrant or awardAcquired | +1,846 | $3.25 | +$5,999.5 | 500,665 | Direct | |
| Aug 6, 2019 | Common stock, without par value | AGrant or awardAcquired | +3,529 | $1.70 | +$5,999.3 | 504,194 | Direct | |
| Nov 7, 2019 | Common stock, without par value | AGrant or awardAcquired | +5,555 | $1.08 | +$5,999.4 | 509,749 | Direct | |
| Feb 7, 2020 | Common stock, without par value | AGrant or awardAcquired | +5,217 | $1.15 | +$5,999.55 | 541,966 | Direct | |
| Feb 28, 2020 | Common stock, without par value | AGrant or awardAcquired | +50 | $1.25 | +$62.5 | 515,016 | Direct | |
| May 7, 2020 | Common stock, without par value | AGrant or awardAcquired | +5,000 | $1.20 | +$6,000 | 520,016 | Direct | |
| Aug 7, 2020 | Common stock, without par value | AGrant or awardAcquired | +4,878 | $1.23 | +$5,999.94 | 524,894 | Direct | |
| Nov 9, 2020 | Common stock, without par value | AGrant or awardAcquired | +4,195 | $1.43 | +$5,998.85 | 529,089 | Direct | |
| Feb 9, 2021 | Common stock, without par value | AGrant or awardAcquired | +545 | $2.75 | +$1,498.75 | 529,634 | Direct | |
| May 7, 2021 | Common stock, without par value | AGrant or awardAcquired | +508 | $2.95 | +$1,498.6 | 530,142 | Direct | |
| Aug 9, 2021 | Common stock, without par value | AGrant or awardAcquired | +468 | $3.20 | +$1,497.6 | 530,610 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4, filed on May 8, 2018, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the Amount of Securities Beneficially Owned Following Reported Transaction as 499,837; however, the correct balance was 496,837.
- F2
The original Form 4 filed March 20, 2019 is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a purchase of 3,000 shares when in fact this is a duplicate of a previous purchase. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects an decrease in the number of shares reported as beneficially owned by the reporting person by 3,000 shares.