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EWC Holdings, Inc.'s Form 4 filing

European Wax Center, Inc. (EWCZ) · filed Aug 9, 2021

Accession no.
0001104659-21-102341
Filed
Aug 9, 2021
Trade date
Aug 9, 2021
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 2 derivative transactions. It was filed on the trade date.

This filing was later replaced by the amendment 0001104659-21-103715 (Aug 11, 2021). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
EWC Holdings, Inc.CIK 000187284110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 9, 2021Class B common stockSSaleDisposed−1,413,344–F3–12,450,158Direct
Aug 9, 2021Class B common stockSSaleDisposed−1,025,770–F4–11,424,388Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 9, 2021Class A common stockSSaleDisposed−1,413,344–F3–12,450,158Direct
Aug 9, 2021Class A common stockSSaleDisposed−1,025,770–F4–11,424,388Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The Issuer sold 8,915,206 shares of Class A common stock of the Issuer in its initial public offering and used a portion of the net proceeds from the offering to purchase common units of EWC Ventures and corresponding shares of Class B common stock. The purchase price per EWC Ventures Unit and share of Class B common stock was $17.00, the same price per share received by the Issuer from the underwriters in the initial public offering.

Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.

F4

The Issuer used a portion of the net proceeds from the offering to purchase EWC Ventures Units and shares of Class B common stock in satisfaction of deferred payment obligations under the Class C Units of EWC Ventures, LLC previously held by the reporting person. The purchase price per EWC Ventures Unit and share of Class B common stock was $17.00, the same price per share received by the Issuer from the underwriters in the initial public offering (but without giving effect to any underwriting discount or commission).

Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)