Willis David L's Form 4 filing
European Wax Center, Inc. (EWCZ) · filed Aug 9, 2021
- Accession no.
- 0001104659-21-102340
- Filed
- Aug 9, 2021
- Trade date
- Aug 5-9, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $204.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Willis David LCIK 0001494699 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2021 | Class A common stock | AGrant or awardAcquired | +26,471 | $0.00 | $0 | 26,471 | Direct | |
| Aug 9, 2021 | Class A common stock | PPurchaseAcquired | +12,000 | $17.00 | +$204,000 | 38,471 | Direct | |
| Aug 9, 2021 | Class B common stock | DReturned to the companyDisposed | −25,328 | –F5 | – | 504,796 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Class A common stock | DReturned to the companyDisposed | −25,328 | –F5 | – | 504,796 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
The Issuer used a portion of the net proceeds from its initial public offering to purchase EWC Ventures Units and shares of Class B common stock in satisfaction of deferred payment obligations under the Class C Units of EWC Ventures, LLC previously held by the reporting person. The purchase price per EWC Ventures Unit and share of Class B common stock was $17.00, the same price per share received by the Issuer from the underwriters in the initial public offering (but without giving effect to any underwriting discount or commission).
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.