D Loren Robert W's Form 4/A amendment
AmendedXCel Brands, Inc. (XELB) · filed Aug 4, 2021
- Accession no.
- 0001104659-21-099956
- Filed
- Aug 4, 2021
- Trade date
- Dec 9-10, 2020
- Filing delay
- 238 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 14, 2020
This filing lists 2 non-derivative transactions. Open-market purchases total $42.2K. It was filed 238 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| D Loren Robert WCIK 0001086742 | Director, Officer (CEO & Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2020 | Common Stock | PPurchaseAcquired | +18,380 | $1.06 | +$19,482.8 | 1,411,722 | Direct | |
| Dec 10, 2020 | Common Stock | PPurchaseAcquired | +21,244 | $1.07 | +$22,731.08 | 1,432,966 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents shares held by the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power.