Feinberg Peter's Form 4 filing
Immuneering Corp (IMRX) · filed Aug 4, 2021
- Accession no.
- 0001104659-21-099742
- Filed
- Aug 4, 2021
- Trade date
- Aug 3, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 6 derivative transactions. Open-market purchases total $4.38M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Feinberg PeterCIK 0001870076 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2021 | Class A Common Stock | CConversionAcquired | +133,572 | –F1 | – | 257,325 | Indirect | |
| Aug 3, 2021 | Class A Common Stock | PPurchaseAcquired | +129,167 | $15.00 | +$1,937,505 | 386,492 | Indirect | |
| Aug 3, 2021 | Class A Common Stock | CConversionAcquired | +123,155 | –F1 | – | 347,401 | Indirect | |
| Aug 3, 2021 | Class A Common Stock | PPurchaseAcquired | +129,167 | $15.00 | +$1,937,505 | 476,568 | Indirect | |
| Aug 3, 2021 | Class A Common Stock | CConversionAcquired | +82,108 | –F1 | – | 82,108 | Indirect | |
| Aug 3, 2021 | Class A Common Stock | PPurchaseAcquired | +33,333 | $15.00 | +$499,995 | 115,441 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2021 | Class A Common Stock | CConversionDisposed | −102,926 | –F1 | – | 0 | Indirect | |
| Aug 3, 2021 | Class A Common Stock | CConversionDisposed | −92,509 | –F1 | – | 0 | Indirect | |
| Aug 3, 2021 | Class A Common Stock | CConversionDisposed | −51,462 | –F1 | – | 0 | Indirect | |
| Aug 3, 2021 | Class A Common Stock | CConversionDisposed | −30,646 | –F1 | – | 0 | Indirect | |
| Aug 3, 2021 | Class A Common Stock | CConversionDisposed | −30,646 | –F1 | – | 0 | Indirect | |
| Aug 3, 2021 | Class A Common Stock | CConversionDisposed | −30,646 | –F1 | – | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's Class A common stock on a one-for-one basis.
Referenced by the price of 3 transactions in Table I and 6 transactions in Table II.