Dungan Jefferson's Form 4 filing
Snap One Holdings Corp.SNPO · filed Aug 3, 2021
- Accession no.
- 0001104659-21-099643
- Filed
- Aug 3, 2021
- Trade date
- Jul 27-30, 2021
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market purchases total $99.0K. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dungan JeffersonCIK 0001582777 | Officer (Chief Operations Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2021 | Common Stock | AGrant or awardAcquired | +27,888 | –F1 | – | 54,087 | Direct | |
| Jul 30, 2021 | Common Stock | PPurchaseAcquired | +5,500 | $18.00 | +$99,000 | 59,587 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2021 | Common Stock | AGrant or awardAcquired | +141,179 | –F3 | – | 141,179 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents shares of restricted common stock received from the issuer in respect of unvested units held from two grants in Crackle Holdings L.P. prior to the consummation of the initial public offering of the issuer, which shares will vest in equal installments semi-annually on each August 1 and February 1 with final a vesting date of August 1, 2024, respectively. These securities were previously reported on the Form 3 filed by the Reporting Person.
Referenced by the price of 1 transaction in Table I.
- F3
Represents stock options received by the reporting person in respect of certain of the reporting person's previously held interests in Crackle Holdings L.P. These securities were previously reported on the Form 3 filed by the Reporting Person, although the Expiration Date on the Form 3 was incorrectly stated as 07/27/2031 and the correct Expiration Date is 08/01/2029.
Referenced by the price of 1 transaction in Table II.