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Ellis Joshua D.'s Form 4 filing

Snap One Holdings Corp. (SNPO) · filed Aug 3, 2021

Accession no.
0001104659-21-099641
Filed
Aug 3, 2021
Trade date
Jul 27-30, 2021
Filing delay
7 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $180.0K. It was filed 7 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ellis Joshua D.CIK 0001739497Officer (Chief Legal Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 27, 2021Common StockAGrant or awardAcquired+27,358––48,660Direct
Jul 30, 2021Common StockPPurchaseAcquired+10,000$18.00+$180,00058,660Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 27, 2021Common StockAGrant or awardAcquired+83,334––83,334Direct
Jul 27, 2021Common StockAGrant or awardAcquired+38,612––38,612Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)