Esposito Pamela's Form 4 filing
Replimune Group, Inc. (REPL) · filed Jul 22, 2021
- Accession no.
- 0001104659-21-095084
- Filed
- Jul 22, 2021
- Trade date
- Jul 20-21, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $576.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Esposito PamelaCIK 0001744425 | Officer (Chief Business Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 20, 2021 | Common Stock | MOption exerciseAcquired | +4,862 | $1.01 | +$4,910.62 | 215,021 | Direct | |
| Jul 20, 2021 | Common Stock | SSaleDisposed | −4,862 | $33.05 | −$160,689.1 | 210,159 | Direct | |
| Jul 21, 2021 | Common Stock | MOption exerciseAcquired | +12,538 | $1.01 | +$12,663.38 | 222,697 | Direct | |
| Jul 21, 2021 | Common Stock | SSaleDisposed | −12,538 | $33.17 | −$415,885.46 | 210,159 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 20, 2021 | Common Stock | MOption exerciseDisposed | −4,862 | $0.00 | $0 | 63,741 | Direct | |
| Jul 21, 2021 | Common Stock | MOption exerciseDisposed | −12,538 | $0.00 | $0 | 51,203 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.