RedOne Investment Ltd's Form 4/A amendment
AmendedLakeshore Acquisition I Corp. · filed Jul 19, 2021
- Accession no.
- 0001104659-21-093210
- Filed
- Jul 19, 2021
- Trade date
- Jun 28, 2021
- Filing delay
- 21 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jun 17, 2021
This filing lists 2 non-derivative transactions and 1 derivative transaction. It was filed 21 days after the trade.
This filing was later replaced by the amendment 0001104659-21-096525 (Jul 27, 2021). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| RedOne Investment LtdCIK 0001867283 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 28, 2021 | Ordinary Shares, par value $0.0001 | JOtherDisposed | −43,517 | $0.00 | $0 | 916,948 | Direct | |
| Jun 28, 2021 | Ordinary Shares, par value $0.0001 | PPurchaseAcquired | +5,430 | –F4 | – | 922,378 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 28, 2021 | Ordinary Shares, par value $0.0001 | PPurchaseAcquired | +4,073 | –F4 | – | 91,282 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Includes founder shares issued in connection with the initial public offering (the "IPO") of Lakeshore Acquisition I Corp. (the "Company").
- F2
Simultaneously with the consummation of the Company's IPO, RedOne Investment Limited (the "Sponsor") acquired 116,279 units in a private placement (the "Private Units"). Each Private Unit consists of one ordinary share of the Company, par value $0.0001, and three-quarters of one warrant to purchase one ordinary share at an exercise price of $11.50 per share (the "Warrants"). The Private Units were purchased for $10.00 per unit.
- F3
As contemplated in connection with the Company's IPO, 43,517 founder shares were returned by the Sponsor to the Company for no consideration and cancelled because the underwriters' over-allotment option was partially exercised and the remaining portion of the option would not be exercised by the underwriters.
- F4
In connection with the exercise of the underwriters' over-allotment option, the Sponsor purchased an additional 5,430 Private Units as contemplated under the purchase agreement for the Private Units. The additional Private Units were purchased for $10.00 per unit.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F5
The Warrants will become exercisable at any time commencing 30 days after the completion of the Company's initial business combination.
- F6
The Warrants will expire five years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation.