Cheung Chih T's Form 4 filing
Wheels Up Experience Inc. (UP) · filed Jul 15, 2021
- Accession no.
- 0001104659-21-092711
- Filed
- Jul 15, 2021
- Trade date
- Jul 13, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 4 derivative transactions. Open-market purchases total $500.0K. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001104659-21-116480 (Sep 16, 2021). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cheung Chih TCIK 0001308122 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 13, 2021 | Class A Common Stock, par value $0.0001 per share | PPurchaseAcquired | +50,000 | $10.00 | +$500,000 | 50,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 13, 2021 | Class A Common Stock, par value $0.0001 per share | AGrant or awardAcquired | +46,039 | –F3 | – | 46,039 | Direct | |
| Jul 13, 2021 | Class A Common Stock, par value $0.0001 per share | AGrant or awardAcquired | +57,549 | –F3 | – | 57,549 | Direct | |
| Jul 13, 2021 | Class A Common Stock, par value $0.0001 per share | AGrant or awardAcquired | +23,019 | –F3 | – | 23,019 | Direct | |
| Jul 13, 2021 | Class A Common Stock, par value $0.0001 per share | AGrant or awardAcquired | +34,529 | –F3 | – | 34,529 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Received in connection with Aspirational Consumer Lifestyle Corp.'s ("Aspirational") business combination transaction (the "Business Combination") with Wheels Up Partners Holdings LLC ("Legacy Wheels Up") in accordance with the terms of the Agreement and Plan of Merger, dated as of February 1, 2021, as amended on May 6, 2021, by and among, inter alia, Aspirational, KittyHawk Merger Sub LLC and Legacy Wheels Up.
Referenced by the price of 4 transactions in Table II.