A.L. Sarroff Fund, LLC's Form 4 filing
PetVivo Holdings, Inc. (PETV) ยท filed Jan 16, 2026
- Accession no.
- 0001099910-26-000033
- Filed
- Jan 16, 2026, 4:38 PM ET
- Trade date
- Feb 13-Oct 15, 2024
- Filing delay
- 703 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 29 non-derivative transactions and 7 derivative transactions. Open-market purchases total $485.4K. It was filed 703 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| A.L. Sarroff Fund, LLCCIK 0001553209 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2024 | Common Stock | PPurchaseAcquired | +100 | $1.06 | +$106 | 1,859,463 | Direct | |
| Apr 9, 2024 | Common Stock | PPurchaseAcquired | +418,310 | $0.72 | +$301,183.2 | 2,277,773 | Direct | |
| Apr 29, 2024 | Common Stock | CConversionAcquired | +430,798 | $0.70 | +$301,558.6 | 2,708,571 | Direct | |
| May 15, 2024 | Common Stock | PPurchaseAcquired | +142,858 | $0.70 | +$100,000.6 | 2,851,429 | Direct | |
| Jun 20, 2024 | Common Stock | PPurchaseAcquired | +70 | $0.56 | +$39.2 | 2,851,499 | Direct | |
| Jul 9, 2024 | Common Stock | CConversionAcquired | +1,250,000 | $0.40 | +$500,000 | 4,101,499 | Direct | |
| Jul 9, 2024 | Common Stock | CConversionAcquired | +1,250,000 | $0.40 | +$500,000 | 5,351,499 | Indirect | |
| Sep 9, 2024 | Common Stock | CConversionAcquired | +331,644 | $0.45 | +$149,239.8 | 5,683,143 | Direct | |
| Sep 12, 2024 | Common Stock | PPurchaseAcquired | +60,116 | $0.55 | +$33,063.8 | 5,743,259 | Direct | |
| Sep 13, 2024 | Common Stock | PPurchaseAcquired | +16,030 | $0.53 | +$8,495.9 | 5,759,289 | Direct | |
| Sep 17, 2024 | Common Stock | PPurchaseAcquired | +9,498 | $0.54 | +$5,128.92 | 5,768,787 | Direct | |
| Sep 18, 2024 | Common Stock | PPurchaseAcquired | +3,000 | $0.54 | +$1,620 | 5,771,787 | Direct | |
| Sep 19, 2024 | Common Stock | PPurchaseAcquired | +5,000 | $0.54 | +$2,700 | 5,776,787 | Direct | |
| Sep 20, 2024 | Common Stock | PPurchaseAcquired | +4,301 | $0.53 | +$2,279.53 | 5,781,088 | Direct | |
| Sep 23, 2024 | Common Stock | PPurchaseAcquired | +4,800 | $0.52 | +$2,496 | 5,785,888 | Direct | |
| Sep 24, 2024 | Common Stock | PPurchaseAcquired | +2,000 | $0.50 | +$1,000 | 5,787,888 | Direct | |
| Sep 26, 2024 | Common Stock | CConversionAcquired | +770,767 | $0.45 | +$346,845.15 | 6,558,655 | Direct | |
| Sep 26, 2024 | Common Stock | PPurchaseAcquired | +4,000 | $0.46 | +$1,840 | 6,562,655 | Direct | |
| Oct 2, 2024 | Common Stock | PPurchaseAcquired | +21 | $0.42 | +$8.82 | 6,562,676 | Direct | |
| Oct 3, 2024 | Common Stock | PPurchaseAcquired | +3,000 | $0.47 | +$1,410 | 6,565,676 | Direct | |
| Oct 4, 2024 | Common Stock | PPurchaseAcquired | +11,073 | $0.48 | +$5,315.04 | 6,576,749 | Direct | |
| Oct 7, 2024 | Common Stock | PPurchaseAcquired | +15,400 | $0.52 | +$8,008 | 6,592,149 | Direct | |
| Oct 7, 2024 | Common Stock | PPurchaseAcquired | +1,000 | $0.55 | +$550 | 6,593,149 | Direct | |
| Oct 8, 2024 | Common Stock | PPurchaseAcquired | +3,581 | $0.58 | +$2,076.98 | 6,596,730 | Direct | |
| Oct 9, 2024 | Common Stock | PPurchaseAcquired | +1,300 | $0.60 | +$780 | 6,598,030 | Direct | |
| Oct 10, 2024 | Common Stock | PPurchaseAcquired | +600 | $0.60 | +$360 | 6,598,630 | Direct | |
| Oct 11, 2024 | Common Stock | PPurchaseAcquired | +11,500 | $0.56 | +$6,440 | 6,610,130 | Direct | |
| Oct 11, 2024 | Common Stock | PPurchaseAcquired | +300 | $0.56 | +$168 | 6,610,430 | Direct | |
| Oct 15, 2024 | Common Stock | PPurchaseAcquired | +500 | $0.57 | +$285 | 6,610,930 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2024 | Common Stock | PPurchaseAcquired | +150,000 | $0.90 | +$135,000 | 150,000 | Indirect | |
| Apr 9, 2024 | Common Stock | PPurchaseAcquired | +428,572 | $1.50 | +$642,858 | 428,572 | Direct | |
| Apr 29, 2024 | Common Stock | PPurchaseAcquired | +430,798 | $1.50 | +$646,197 | 430,798 | Direct | |
| May 15, 2024 | Common Stock | PPurchaseAcquired | +142,858 | $1.50 | +$214,287 | 142,858 | Direct | |
| Jun 10, 2024 | Common Stock | PPurchaseAcquired | +75,000 | $0.75 | +$56,250 | 75,000 | Direct | |
| Jul 9, 2024 | Common Stock | PPurchaseAcquired | +1,250,000 | $0.90 | +$1,125,000 | 1,250,000 | Direct | |
| Jul 9, 2024 | Common Stock | PPurchaseAcquired | +1,250,000 | $0.90 | +$1,125,000 | 1,250,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.