A.L. Sarroff Fund, LLC's Form 4 filing
PetVivo Holdings, Inc. (PETV) · filed Jan 16, 2026
- Accession no.
- 0001099910-26-000032
- Filed
- Jan 16, 2026
- Trade date
- Oct 26-Dec 15, 2023
- Filing delay
- 813 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market purchases total $100.0K. It was filed 813 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| A.L. Sarroff Fund, LLCCIK 0001553209 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 26, 2023 | Common Stock | CConversionAcquired | +164,340 | $0.73 | +$119,968.2 | 1,748,251 | Direct | |
| Dec 15, 2023 | Common Stock | PPurchaseAcquired | +111,112 | $0.90 | +$100,000.8 | 1,859,363 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2023 | Common Stock | PPurchaseAcquired | +111,112 | $1.50 | +$166,668 | 111,112 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.