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Fuller Gilbert A's Form 4 filing

Security National Financial Corp (SNFCA) · filed Oct 4, 2023

Accession no.
0001096906-23-001894
Filed
Oct 4, 2023
Trade date
Dec 2, 2016-Oct 3, 2023
Filing delay
2,497 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 9 derivative transactions. Open-market sales total $3.08K. It was filed 2497 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fuller Gilbert ACIK 0001203302Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 3, 2023Class A Common StockMOption exerciseAcquired+405$7.61+$3,082.0517,540Direct
Oct 3, 2023Class A Common StockSSaleDisposed−405$7.61−$3,082.0517,135Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 2, 2016Class A Common StockAGrant or awardAcquired+6,869$5.04+$34,619.766,869Direct
Dec 7, 2016Class A Common StockAGrant or awardAcquired+1,373$5.27+$7,235.718,242Direct
Dec 1, 2017Class A Common StockAGrant or awardAcquired+1,308$3.81+$4,983.489,550Direct
Nov 30, 2018Class A Common StockAGrant or awardAcquired+7,478$4.39+$32,828.4217,028Direct
Dec 6, 2019Class A Common StockAGrant or awardAcquired+7,120$4.57+$32,538.424,148Direct
Mar 27, 2020Class A Common StockAGrant or awardAcquired+6,781$3.32+$22,512.9230,929Direct
Dec 3, 2021Class A Common StockAGrant or awardAcquired+6,300$8.19+$51,59737,229Direct
Dec 2, 2022Class A Common StockAGrant or awardAcquired+810$6.48+$5,248.838,039Direct
Dec 2, 2022Class A Common StockDReturned to the companyDisposed−405$6.48−$2,624.437,634Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)