Kennedy Terry Joe's Form 4 filing
Grow Capital, Inc. (GRWC) · filed Oct 8, 2021
- Accession no.
- 0001096906-21-002496
- Filed
- Oct 8, 2021
- Trade date
- Sep 30-Oct 1, 2021
- Filing delay
- 8 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. It was filed 8 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kennedy Terry JoeCIK 0001776767 | Director, Officer (CEO and President), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | Common Stock | AGrant or awardAcquired | +37,559 | –F1 | – | 1,012,231 | Direct | |
| Oct 1, 2021 | Common Stock | AGrant or awardAcquired | +50,000 | –F2 | – | 1,062,231 | Direct | |
| Sep 30, 2021 | Common Stock | PPurchaseAcquired | +3,450,000 | $0.00 | $0 | 4,170,701 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Fully vested shares issued as compensation for service for the quarter ended December 31, 2021.
Referenced by the price of 1 transaction in Table I.
- F2
Fully vested CEO compensation for quarter ended December 31, 2021.
Referenced by the price of 1 transaction in Table I.