Kennedy Terry Joe's Form 4 filing
Grow Capital, Inc. (GRWC) · filed Jul 13, 2021
- Accession no.
- 0001096906-21-001616
- Filed
- Jul 13, 2021
- Trade date
- Nov 20, 2020-Jul 2, 2021
- Filing delay
- 235 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market purchases total $75.0K. It was filed 235 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kennedy Terry JoeCIK 0001776767 | Director, Officer (CEO and President), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 2, 2021 | Common Stock | AGrant or awardAcquired | +26,936 | –F1 | – | 924,672 | Direct | |
| Jul 2, 2021 | Common Stock | AGrant or awardAcquired | +50,000 | –F2 | – | 974,672 | Direct | |
| Nov 20, 2020 | Common Stock | PPurchaseAcquired | +25,000 | $1.00 | +$25,000 | 25,000 | Indirect | |
| Nov 20, 2020 | Common Stock | PPurchaseAcquired | +10,000 | $1.00 | +$10,000 | 70,000 | Indirect | |
| Nov 20, 2020 | Common Stock | PPurchaseAcquired | +40,000 | $1.00 | +$40,000 | 720,701 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Fully vested shares issued as compensation for service for the 3rd quarter 2021.
Referenced by the price of 1 transaction in Table I.
- F2
Compensation for providing executive management services as CEO and President of the Company for each three-month period remaining in calendar year 2021, beginning April 1, 2021 and ending with December 31, 2021, but with the terms of such compensation also renewable for up to three additional quarters in 2022 until a more permanent contract has been executed.
Referenced by the price of 1 transaction in Table I.