DelaCruz Stephanie's Form 4 filing
Pfsweb Inc (PFSW) · filed Jul 8, 2021
- Accession no.
- 0001095315-21-000140
- Filed
- Jul 8, 2021
- Trade date
- Jul 6, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $75.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| DelaCruz StephanieCIK 0001792082 | Officer (Chief Accounting Officer/VP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 6, 2021 | Common Stock | SSaleDisposed | −7,546 | $10.02F2 | −$75,610.92 | 64,417 | Direct | |
| Jul 6, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $6.95 | +$34,750 | 69,417 | Direct | |
| Jul 6, 2021 | Common Stock | DReturned to the companyDisposed | −5,000 | $10.00 | −$50,000 | 64,417 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 6, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 5,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is a weighted average price. These shares were sold in multiple transactions in prices ranging from $9.90 to $10.29.
Referenced by the price of 1 transaction in Table I.