Lund Deanna H's Form 4 filing
Kratos Defense & Security Solutions, Inc. (KTOS) · filed Jan 4, 2024
- Accession no.
- 0001094718-24-000001
- Filed
- Jan 4, 2024
- Trade date
- Jan 2-4, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 11 non-derivative transactions and 6 derivative transactions. Open-market sales total $120.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lund Deanna HCIK 0001094718 | Director, Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2024 | Common Stock | SSaleDisposed | −6,000 | $20.14 | −$120,840 | 153,284 | Direct | |
| Jan 3, 2024 | Common Stock | MOption exerciseAcquired | +15,000 | $0.00 | $0 | 168,284 | Direct | |
| Jan 3, 2024 | Common Stock | FTax withholdingDisposed | −7,463 | $18.50 | −$138,065.5 | 160,821 | Direct | |
| Jan 3, 2024 | Common Stock | MOption exerciseAcquired | +15,000 | $0.00 | $0 | 175,821 | Direct | |
| Jan 3, 2024 | Common Stock | FTax withholdingDisposed | −7,880 | $18.50 | −$145,780 | 167,941 | Direct | |
| Jan 3, 2024 | Common Stock | MOption exerciseAcquired | +15,000 | $0.00 | $0 | 182,941 | Direct | |
| Jan 3, 2024 | Common Stock | FTax withholdingDisposed | −7,463 | $18.50 | −$138,065.5 | 175,478 | Direct | |
| Jan 4, 2024 | Common Stock | MOption exerciseAcquired | +75,000 | $0.00 | $0 | 250,478 | Direct | |
| Jan 4, 2024 | Common Stock | FTax withholdingDisposed | −37,313 | $18.53 | −$691,409.89 | 213,165 | Direct | |
| Jan 4, 2024 | Common Stock | MOption exerciseAcquired | +15,000 | $0.00 | $0 | 228,165 | Direct | |
| Jan 4, 2024 | Common Stock | FTax withholdingDisposed | −7,463 | $18.53 | −$138,289.39 | 220,702 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 4, 2024 | Common Stock | AGrant or awardAcquired | +75,000 | $0.00 | $0 | 75,000 | Direct | |
| Jan 3, 2024 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 15,000 | Direct | |
| Jan 3, 2024 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 45,000 | Direct | |
| Jan 3, 2024 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 60,000 | Direct | |
| Jan 4, 2024 | Common Stock | MOption exerciseDisposed | −75,000 | $0.00 | $0 | 0 | Direct | |
| Jan 4, 2024 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 30,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.