Rutledge Thomas's Form 4 filing
Charter Communications, Inc. (CHTR) · filed Nov 16, 2023
- Accession no.
- 0001091667-23-000155
- Filed
- Nov 16, 2023
- Trade date
- Nov 14, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 2 derivative transactions. Open-market sales total $36.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rutledge ThomasCIK 0001289431 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Class A Common Stock | MOption exerciseAcquired | +147,905 | $150.88 | +$22,315,906.4 | 294,850 | Direct | |
| Nov 14, 2023 | Class A Common Stock | FTax withholdingDisposed | −97,197 | $417.86 | −$40,614,738.42 | 197,653 | Direct | |
| Nov 14, 2023 | Class A Common Stock | MOption exerciseAcquired | +74,137 | $175.76 | +$13,030,319.12 | 271,790 | Direct | |
| Nov 14, 2023 | Class A Common Stock | FTax withholdingDisposed | −51,089 | $417.86 | −$21,348,049.54 | 220,701 | Direct | |
| Nov 14, 2023 | Class A Common Stock | SSaleDisposed | −19,315 | $412.27 | −$7,962,995.05 | 201,386 | Direct | |
| Nov 14, 2023 | Class A Common Stock | SSaleDisposed | −16,949 | $413.18 | −$7,002,987.82 | 184,437 | Direct | |
| Nov 14, 2023 | Class A Common Stock | SSaleDisposed | −6,422 | $414.46 | −$2,661,662.12 | 178,015 | Direct | |
| Nov 14, 2023 | Class A Common Stock | SSaleDisposed | −30,637 | $415.33 | −$12,724,465.21 | 147,378 | Direct | |
| Nov 14, 2023 | Class A Common Stock | SSaleDisposed | −9,780 | $416.17 | −$4,070,142.6 | 137,598 | Direct | |
| Nov 14, 2023 | Class A Common Stock | SSaleDisposed | −4,800 | $417.17 | −$2,002,416 | 132,798 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Class A Common Stock | MOption exerciseDisposed | −147,905 | $150.88 | −$22,315,906.4 | 0 | Direct | |
| Nov 14, 2023 | Class A Common Stock | MOption exerciseDisposed | −74,137 | $175.76 | −$13,030,319.12 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.