Rutledge Thomas's Form 4 filing
Charter Communications, Inc.CHTR · filed Nov 16, 2023
- Accession no.
- 0001091667-23-000155
- Filed
- Nov 16, 2023
- Trade date
- Nov 14, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 2 derivative transactions. Open-market sales total $36.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rutledge ThomasCIK 0001289431 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Class A Common Stock | MOption exerciseAcquired | +147,905 | $150.88 | +$22,315,906.4 | 294,850 | Direct | |
| Nov 14, 2023 | Class A Common Stock | FTax withholdingDisposed | −97,197 | $417.86 | −$40,614,738.42 | 197,653 | Direct | |
| Nov 14, 2023 | Class A Common Stock | MOption exerciseAcquired | +74,137 | $175.76 | +$13,030,319.12 | 271,790 | Direct | |
| Nov 14, 2023 | Class A Common Stock | FTax withholdingDisposed | −51,089 | $417.86 | −$21,348,049.54 | 220,701 | Direct | |
| Nov 14, 2023 | Class A Common Stock | SSaleDisposed | −19,315 | $412.27F4 | −$7,962,995.05 | 201,386 | Direct | |
| Nov 14, 2023 | Class A Common Stock | SSaleDisposed | −16,949 | $413.18F5 | −$7,002,987.82 | 184,437 | Direct | |
| Nov 14, 2023 | Class A Common Stock | SSaleDisposed | −6,422 | $414.46F6 | −$2,661,662.12 | 178,015 | Direct | |
| Nov 14, 2023 | Class A Common Stock | SSaleDisposed | −30,637 | $415.33F7 | −$12,724,465.21 | 147,378 | Direct | |
| Nov 14, 2023 | Class A Common Stock | SSaleDisposed | −9,780 | $416.17F8 | −$4,070,142.6 | 137,598 | Direct | |
| Nov 14, 2023 | Class A Common Stock | SSaleDisposed | −4,800 | $417.17F9 | −$2,002,416 | 132,798 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Class A Common Stock | MOption exerciseDisposed | −147,905 | $150.88 | −$22,315,906.4 | 0 | Direct | |
| Nov 14, 2023 | Class A Common Stock | MOption exerciseDisposed | −74,137 | $175.76 | −$13,030,319.12 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $411.830 to $412.810, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $412.830 to $413.775, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $413.860 to $414.855, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $414.860 to $415.850, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $415.870 to $416.865, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $416.870 to $417.840, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.