Bickham John's Form 4 filing
Charter Communications, Inc. (CHTR) · filed Sep 7, 2021
- Accession no.
- 0001091667-21-000140
- Filed
- Sep 7, 2021
- Trade date
- Sep 2-3, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.61M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bickham JohnCIK 0001548771 | Officer (President and COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Class A Common Stock | MOption exerciseAcquired | +23,000 | $221.25 | +$5,088,750 | 54,130 | Direct | |
| Sep 2, 2021 | Class A Common Stock | FTax withholdingDisposed | −13,968 | $825.16 | −$11,525,834.88 | 40,162 | Direct | |
| Sep 2, 2021 | Class A Common Stock | SSaleDisposed | −9,032 | $824.30 | −$7,445,077.6 | 31,130 | Direct | |
| Sep 2, 2021 | Class A Common Stock | MOption exerciseAcquired | +200 | $221.25 | +$44,250 | 200 | Indirect | |
| Sep 2, 2021 | Class A Common Stock | SSaleDisposed | −200 | $825.15 | −$165,030 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Class A Common Stock | MOption exerciseDisposed | −23,000 | $0.00 | $0 | 55,364 | Direct | |
| Sep 3, 2021 | Class A Common Stock | MOption exerciseDisposed | −200 | $0.00 | $0 | 195,710 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.