Johnstone Rudolph G III's Form 4 filing
Southern First Bancshares Inc (SFST) · filed Sep 15, 2021
- Accession no.
- 0001090009-21-000018
- Filed
- Sep 15, 2021
- Trade date
- Sep 14-15, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $150.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Johnstone Rudolph G IIICIK 0001243362 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2021 | Common Stock | SSaleDisposed | −2,000 | $50.25 | −$100,500 | 30,881 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −1,000 | $50.25 | −$50,250 | 29,881 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.