Long Michael R's Form 4/A amendment
AmendedUsio, Inc. (USIO) · filed Sep 14, 2021
- Accession no.
- 0001089352-21-000017
- Filed
- Sep 14, 2021
- Trade date
- Jul 19, 2021
- Filing delay
- 57 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jul 22, 2021
This filing lists 1 non-derivative transaction. It carries over 3 transactions from the original filing that it did not restate. Open-market sales total $45.3K. It was filed 57 days after the trade.
This amendment restates part of 0001089352-21-000006 (filed Jul 22, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Long Michael RCIK 0001089352 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2021 | Common Stock | SSaleDisposed | −2,000 | $5.59 | −$11,180 | 2,080,475 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001089352-21-000006 (filed Jul 22, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 20, 2021 | Common Stock | SSaleDisposed | −2,000 | $5.72 | −$11,440 | 2,079,715 | Direct | |
| Jul 21, 2021 | Common Stock | SSaleDisposed | −2,000 | $5.79 | −$11,580 | 2,077,715 | Direct | |
| Jul 22, 2021 | Common Stock | SSaleDisposed | −2,000 | $5.57 | −$11,140 | 2,075,715 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This sale was effected pursuant to a Rule 10(b)5-1 trading plan.