Gupta Navdeep's Form 4 filing
Dick's Sporting Goods, Inc. (DKS) · filed Mar 28, 2023
- Accession no.
- 0001089063-23-000040
- Filed
- Mar 28, 2023
- Trade date
- Mar 24, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.65M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gupta NavdeepCIK 0001772409 | Officer (EVP, Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 24, 2023 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +2,627 | $28.31F1 | +$74,370.37 | 88,116 | Direct | |
| Mar 24, 2023 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +3,551 | $32.77F1 | +$116,366.27 | 91,667 | Direct | |
| Mar 24, 2023 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +32,420 | $11.31F1 | +$366,670.2 | 124,087 | Direct | |
| Mar 24, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −19,203 | $138.14F3 | −$2,652,702.42 | 104,884 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 24, 2023 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −2,627 | $0.00 | $0 | 0 | Direct | |
| Mar 24, 2023 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −3,551 | $0.00 | $0 | 3,552 | Direct | |
| Mar 24, 2023 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −32,420 | $0.00 | $0 | 16,211 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price shown has been adjusted from the grant date exercise price due to the special cash dividend paid by the Company on September 24, 2021, which was required by the Company's Amended and Restated 2012 Stock and Incentive Plan.
Referenced by the price of 3 transactions in Table I.
- F3
Represents the weighted average price of multiple transactions ranging from $137.98 to $138.49. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or any security holder of the Company.
Referenced by the price of 1 transaction in Table I.