Hayes John Edward III's Form 4 filing
Dick's Sporting Goods, Inc. (DKS) · filed Mar 21, 2022
- Accession no.
- 0001089063-22-000029
- Filed
- Mar 21, 2022
- Trade date
- Mar 17, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $290.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hayes John Edward IIICIK 0001457393 | Officer (SVP, General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 17, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +2,626 | $28.31F1 | +$74,342.06 | 61,495 | Direct | |
| Mar 17, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,626 | $110.69 | −$290,671.94 | 58,869 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 17, 2022 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −2,626 | $0.00 | $0 | 2,627 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price shown has been adjusted from the grant date exercise price due the special cash dividend paid by the Company on September 24, 2021, which was required by the Company's Amended and Restated 2012 Stock and Incentive Plan.
Referenced by the price of 1 transaction in Table I.